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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2011-05-16 |
| IA | RA | APPROVED | 2008-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Sioux City | IA | 10/1992 | Present |
| Nylife Securities Inc. | Sioux Falls | SD | 01/1994 | Present |
| Eagle Strategies Llc | Le Mars | IA | 09/2008 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; START DATE 03/2003; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED] [JR Golf of Northwest Iowa; To promote junior golf in northwest Iowa; 1943 4TH AVE SE Le Mars, IA; Start Date 08/2019; Role/Title: Officer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-19 |
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