Alan Lee Pottebaum

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1992 → Present
  New York Life Insurance Co.
  Sioux City, IA
• 01/1994 → Present
  Nylife Securities Inc.
  Sioux Falls, SD
• 09/2008 → Present
  Eagle Strategies Llc
  Le Mars, IA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; START DATE 03/2003; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED] [JR Golf of Northwest Iowa; To promote junior golf in northwest Iowa; 1943 4TH AVE SE Le Mars, IA; Start Date 08/2019; Role/Title: Officer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-08
• S63 Uniform Securities Agent State Law Examination
  1994-04-19

Other Names

• Alan L Pottebaum