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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
| IA | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Total Motors Llc | Le Mars | IA | 05/2015 | 12/2024 |
| American Investment & Trust | Sioux Center | IA | 01/2025 | 11/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Le Mars | IA | 11/2025 | Present |
| American State Bank | Le Mars | IA | 07/2025 | Present |
INVESTMENT OFFICER FOR AMERICAN INVESTMENT & TRUST, ADMINISTRATIVE DUTIES (RUN REPORTS & FILE PAPERWORK); PRESIDENT FOR ENGAGE LEMARS INC, NON-PROFIT WHO PLANS EVENTS/CONCERTS FOR FREE IN THE COMMUNITY, 2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-21 |
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