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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
IA RA APPROVED 2025-11-25
  • TX RA
    APPROVED
    Since 2026-01-15
  • IA RA
    APPROVED
    Since 2025-11-25

Branch Locations

234 5Th Ave Sw, Le Mars, IA 51031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Motors Llc Le Mars IA 05/2015 12/2024
American Investment & Trust Sioux Center IA 01/2025 11/2025
Cetera Investment Services Llc St Cloud MN 07/2025 Present
Cetera Investment Advisers Llc Le Mars IA 11/2025 Present
American State Bank Le Mars IA 07/2025 Present
  • 05/2015 → 12/2024
    Total Motors Llc
    Le Mars, IA
  • 01/2025 → 11/2025
    American Investment & Trust
    Sioux Center, IA
  • 07/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Le Mars, IA
  • 07/2025 → Present
    American State Bank
    Le Mars, IA
Other Businesses

INVESTMENT OFFICER FOR AMERICAN INVESTMENT & TRUST, ADMINISTRATIVE DUTIES (RUN REPORTS & FILE PAPERWORK); PRESIDENT FOR ENGAGE LEMARS INC, NON-PROFIT WHO PLANS EVENTS/CONCERTS FOR FREE IN THE COMMUNITY, 2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21
Other Names
  • Mitch Lee Christoffel

View on SEC IAPD

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