Mark Anthony Nemmers

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-12
IA	RA	APPROVED	2017-09-07

TX RA
APPROVED_RES

Since 2023-01-12
IA RA
APPROVED

Since 2017-09-07

Branch Locations

234 5Th Ave Sw, Le Mars, IA 51031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	Le Mars	IA	10/2000	Present
Cetera Investment Advisers Llc	Le Mars	IA	09/2017	Present
American Bank, Na	Le Mars	IA	11/2000	Present

10/2000 → Present

Cetera Investment Services Llc

Le Mars, IA
09/2017 → Present

Cetera Investment Advisers Llc

Le Mars, IA
11/2000 → Present

American Bank, Na

Le Mars, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-31
S63	Uniform Securities Agent State Law Examination	2000-11-29

S66 Uniform Combined State Law Examination

2017-08-31
S63 Uniform Securities Agent State Law Examination

2000-11-29

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

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