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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-30 |
| TX | RA | APPROVED_RES | 2017-02-01 |
| CA | RA | APPROVED | 2004-10-22 |
Branch Locations
17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States
17140 Bernardo Center Drive, San Diego, CA 92128 • United States
Incline Village, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 10/2004 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-26 |
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