Michael Abate

Employer firm

United Asset Strategies Inc. CRD 107434

$2.22B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2019
  Capital One Sharebuilder, Inc.
  Edison, NJ
• 01/2019 → 04/2020
  Pensionmark Financial Group, Llc
  Santa Barbara, CA
• 04/2020 → 09/2020
  Td Ameritrade
  Englishtown, NJ
• 10/2020 → 01/2023
  Apw Capital, Inc.
  Rockaway, NJ
• 09/2020 → 01/2023
  Eisneramper Wealth Management & Corporate Benefit
  Iselin, NJ
• 01/2023 → 05/2024
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 01/2023 → 05/2024
  Pensionmark Financial Group
  Santa Barbara, CA
• 05/2024 → Present
  United Asset Strategies, Inc.
  Garden City, NY

Previous Registrations

• 2023-01-24 → 2024-05-01
  World Investment Advisors, Llc
  New York, NY
• 2020-11-25 → 2023-01-18
  Eisneramper Wealth Management & Corporate Benefits, Llc
  Iselin, NJ
• 2020-05-14 → 2020-09-17
  Td Ameritrade, Inc.
  Englishtown, NJ
• 2020-05-08 → 2020-09-17
  Td Ameritrade Investment Management, Llc
  Englishtown, NJ
• 2019-01-15 → 2020-04-27
  World Investment Advisors, Llc
  New Providence, NJ
• 2012-12-10 → 2019-01-22
  Capital One Advisors, Llc
  Mclean, VA
  Edison, NJ
• 2011-09-09 → 2012-10-16
  Sentinel Pension Advisors, Llc.
  Wakefield, MA

Exams

• S66 Uniform Combined State Law Examination
  2011-09-01
• S63 Uniform Securities Agent State Law Examination
  1993-11-10

Other Names

• Michael Anthony Abate