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Current Employers
United Asset Strategies Inc.

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-18
NY RA APPROVED 2024-06-18
  • NJ RA
    APPROVED
    Since 2026-02-18
  • NY RA
    APPROVED
    Since 2024-06-18

Branch Locations

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Sharebuilder, Inc. Edison NJ 10/2012 01/2019
Pensionmark Financial Group, Llc Santa Barbara CA 01/2019 04/2020
Td Ameritrade Englishtown NJ 04/2020 09/2020
Apw Capital, Inc. Rockaway NJ 10/2020 01/2023
Eisneramper Wealth Management & Corporate Benefit Iselin NJ 09/2020 01/2023
Pensionmark Securities, Llc Santa Barbara CA 01/2023 05/2024
Pensionmark Financial Group Santa Barbara CA 01/2023 05/2024
United Asset Strategies, Inc. Garden City NY 05/2024 Present
  • 10/2012 → 01/2019
    Capital One Sharebuilder, Inc.
    Edison, NJ
  • 01/2019 → 04/2020
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
  • 04/2020 → 09/2020
    Td Ameritrade
    Englishtown, NJ
  • 10/2020 → 01/2023
    Apw Capital, Inc.
    Rockaway, NJ
  • 09/2020 → 01/2023
    Eisneramper Wealth Management & Corporate Benefit
    Iselin, NJ
  • 01/2023 → 05/2024
    Pensionmark Securities, Llc
    Santa Barbara, CA
  • 01/2023 → 05/2024
    Pensionmark Financial Group
    Santa Barbara, CA
  • 05/2024 → Present
    Garden City, NY
Previous Registrations
  • 2023-01-24 → 2024-05-01
    New York, NY
  • 2020-11-25 → 2023-01-18
    Eisneramper Wealth Management & Corporate Benefits, Llc
    Iselin, NJ
  • 2020-05-14 → 2020-09-17
    Td Ameritrade, Inc.
    Englishtown, NJ
  • 2020-05-08 → 2020-09-17
    Td Ameritrade Investment Management, Llc
    Englishtown, NJ
  • 2019-01-15 → 2020-04-27
    New Providence, NJ
  • 2012-12-10 → 2019-01-22
    Capital One Advisors, Llc
    Mclean, VA
    Edison, NJ
  • 2011-09-09 → 2012-10-16
    Wakefield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-01
S63 Uniform Securities Agent State Law Examination 1993-11-10
  • S66 Uniform Combined State Law Examination
    2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    1993-11-10
Other Names
  • Michael Anthony Abate

View on SEC IAPD

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