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John Joseph Dougherty

Janney Montgomery Scott LLC

Mt. Laurel, NJ

CRD 2315181

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-31
TX RA APPROVED 2017-06-09
NJ RA APPROVED 2009-01-16
  • NY RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED
    Since 2017-06-09
  • NJ RA
    APPROVED
    Since 2009-01-16

Branch Locations

701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Marlton NJ 01/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-02-09
    Citigroup Global Markets Inc.
    Marlton, NJ
    New York, NY
    Marlton, NJ
  • 2002-05-02 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Marlton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-15
S63 Uniform Securities Agent State Law Examination 1993-03-05
  • S65 Uniform Investment Adviser Law Examination
    1993-03-15
  • S63 Uniform Securities Agent State Law Examination
    1993-03-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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DAVID SCOTT CORSON
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Nearby Offices

PRIVATE ADVISOR GROUP, LLC · Mt. Laurel, NJ
PRIVATE ADVISOR GROUP, LLC · MT. LAUREL, NJ
PRMIM · MOUNT LAUREL, NJ

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