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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-07-02 |
Branch Locations
209 Ludington Street, Escanaba, MI 49829 • United States
Gladstone, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Menominee | MI | 01/1993 | 03/2020 |
| Ameriprise Financial Services, Llc | Escanaba | MI | 03/2020 | Present |
Business Ownership; SD PARRETT ENTERPRISES; ; The business will be for Administrative services (HR Management), and facilities use.; 209 LudingtonEscanaba, MI 49829, ,; Not Investment-Related; 12/31/2016; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-23 |
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