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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-06
WI RA APPROVED 2023-01-05
  • MI RA
    APPROVED
    Since 2023-01-06
  • WI RA
    APPROVED
    Since 2023-01-05

Branch Locations

209 Ludington Street, Escanaba, MI 49829 • United States

414 1St St, Menominee, MI 49858 • United States

Marinette, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Marinette WI 01/2015 01/2023
Thrivent Financial Appleton WI 06/2015 01/2023
Ameriprise Financial Services, Llc Menominee WI 01/2023 Present
Previous Registrations
Other Businesses

Outside Employment; JC Beck Enterprises LLC; W2 Employee advising clients in Escanaba branch location; Manage advisory business; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 01/05/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-25
  • S66 Uniform Combined State Law Examination
    2015-03-25
Other Names
  • Alan M Dewitt
  • Alan Dewitt

View on SEC IAPD

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