Dennis Camille Gero

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-09-28
MA	RA	APPROVED	2018-09-28

CT RA
APPROVED

Since 2018-09-28
MA RA
APPROVED

Since 2018-09-28

Branch Locations

540 Meadow Street Suite 104, Agawam, MA 01001 • United States

Cummington, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	W Springfield	MA	09/2005	09/2018
Commonwealth Financial Network	Waltham	MA	09/2018	Present

09/2005 → 09/2018

Ameriprise Financial Services, Inc.

W Springfield, MA
09/2018 → Present

Commonwealth Financial Network

Waltham, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-23
S63	Uniform Securities Agent State Law Examination	1993-04-12

S65 Uniform Investment Adviser Law Examination

1996-08-23
S63 Uniform Securities Agent State Law Examination

1993-04-12

View on SEC IAPD

Employer firm

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews