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Russel Thomas Dingman

Morgan Stanley

Ocala, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-02-25
TX RA APPROVED_RES 2010-02-18
  • FL RA
    APPROVED
    Since 2010-02-25
  • TX RA
    APPROVED_RES
    Since 2010-02-18

Branch Locations

2303 South East 17Th Street Suite 100, Ocala, FL 34471 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ocala FL 02/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2010 → Present
    Morgan Stanley Smith Barney
    Ocala, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

DINGMAN SANCTUARY LLC; INVESTMENT RELATED; OCALA/FL; REAL ESTATE; TITLE: OWNER; START DATE: 1/2007; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-30
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    1997-04-30
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26
Other Names
  • Russel Dingman
  • Russel Thomas Dingman
  • Russel Dingman

View on SEC IAPD

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