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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-19 |
Branch Locations
40 Wall Street 56Th Floor, New York, NY 10005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock, Inc. | New York | NY | 09/2014 | 12/2020 |
| The Vanguard Group, Inc. | Malvern | PA | 12/2020 | 09/2023 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 09/2023 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-28 |
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