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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-19
  • NY RA
    APPROVED
    Since 2023-10-19

Branch Locations

40 Wall Street 56Th Floor, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock, Inc. New York NY 09/2014 12/2020
The Vanguard Group, Inc. Malvern PA 12/2020 09/2023
Capfinancial Partners Llc (Captrust) Raleigh NC 09/2023 Present
Capfinancial Securities Llc Raleigh NC 09/2023 Present
  • 09/2014 → 12/2020
    Blackrock, Inc.
    New York, NY
  • 12/2020 → 09/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 09/2023 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-28
  • S66 Uniform Combined State Law Examination
    2021-04-28
Other Names
  • Ann E Leddy
  • Ann Elizabeth Leddy

View on SEC IAPD

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