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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-06-05
  • PA RA
    APPROVED
    Since 2013-06-05

Branch Locations

616 Main St Ste 301, Honesdale, PA 18431-1871 • United States

604 S State St Ste 201, Clarks Summit, PA 18411 • United States

Honesdale, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honesdale PA 05/2013 03/2020
Ameriprise Financial Services, Llc Honesdale PA 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Texas Rod and Gun Club, Inc.; Treasurer; 714 Grove Street, , Honesdale, PA, 18431; Not Investment-Related; 01/15/2022; 1 to 9 hours per month; 0 during trading hours / Eagle Home Assn Board; Vice President; 833 Main Street, , Honesdale, PA, 18431; Not Investment-Related; 12/11/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1993-09-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-09-30
Other Names
  • Joseph Sporer
  • Joseph Sporer
  • Thomas Francis Sporer
  • Thomas Francis Sporer Jr
  • Thomas Francis Sporer
  • Thomas F Sporer Jr.

View on SEC IAPD

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