Best Investors Account Sign in
Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
UT RA APPROVED 2014-11-17
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • UT RA
    APPROVED
    Since 2014-11-17

Branch Locations

6340 South 3000 East Suite 350, Salt Lake City, UT 84121 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Salt Lake City UT 11/2014 Present
Kestra Private Wealth Services, Llc Salt Lake City UT 11/2014 Present
Previous Registrations
Other Businesses

Name: BARBER INVESTMENT PARTNERS Investment Related: Yes Address: 6340 South 3000 East SUITE 350 SALT LAKE CITY UT 84121 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner Start Date: 11/4/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Review & market life insurance policies & VA NAME: SUMMIT OAK ADVISORS POSITION: Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2026 ADDRESS: 6340 South 3000 East, Suite 350, Salt Lake City UT 84121, United States DESCRIPTION: Investment Advisory Services NAME: BLUE HORSESHOE TRADING CO LLC POSITION: Sole Member NATURE: Pass Through Entity INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2024 ADDRESS: 2486 E Gregson Ave, Salt Lake City UT 84109, United States DESCRIPTION: Pass Through Entity that: Receives Compensation Pays Bills & Taxes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-05
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S65 Uniform Investment Adviser Law Examination
    1998-12-05
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor