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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| UT | RA | APPROVED | 2014-11-17 |
Branch Locations
6340 South 3000 East Suite 350, Salt Lake City, UT 84121 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Salt Lake City | UT | 11/2014 | Present |
| Kestra Private Wealth Services, Llc | Salt Lake City | UT | 11/2014 | Present |
Name: BARBER INVESTMENT PARTNERS Investment Related: Yes Address: 6340 South 3000 East SUITE 350 SALT LAKE CITY UT 84121 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner Start Date: 11/4/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Review & market life insurance policies & VA NAME: SUMMIT OAK ADVISORS POSITION: Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2026 ADDRESS: 6340 South 3000 East, Suite 350, Salt Lake City UT 84121, United States DESCRIPTION: Investment Advisory Services NAME: BLUE HORSESHOE TRADING CO LLC POSITION: Sole Member NATURE: Pass Through Entity INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2024 ADDRESS: 2486 E Gregson Ave, Salt Lake City UT 84109, United States DESCRIPTION: Pass Through Entity that: Receives Compensation Pays Bills & Taxes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-12 |
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