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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-03-31
  • TX RA
    APPROVED
    Since 2008-03-31

Branch Locations

6105 W. Park Blvd., Plano, TX 75093 • United States

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Plano TX 05/2006 Present
Bok Financial Securities, Inc. Plano TX 05/2006 Present
Previous Registrations
  • 2002-05-02 → 2004-09-03
    Capital One Investments, Llc
    Mandeville, LA
    Dallas, TX
    Mandeville, LA
Other Businesses

1) NAME: Dundee Properties ADDRESS: Private residential address Bush, LA 70431 INVESTMENT RELATED (Y/N): n START DATE: 2003 POSITION HELD: Owner NATURE OF OUTSIDE BUSINESS: Property HRS/MO: 5 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Property owner 2) Name: LocalTrust Texas Location: 5601 Granite Pkwy, Plano, TX 75024 Investment related (y/n): y Start date: June 2026 Position held: Secretary Nature of outside business: local trust texas Hrs/mo: 10 Hrs/mo during securities trading: 0 Brief description of duties: I'd like to serve on the LocalTrust LGIP board to be a liaison between the product and its participants and BOK. There have been several conversations around the benefit to BOK of my involvement in this since this product once created by us will be turned over to the participants. The board of Trustees will effectively run the product, and BOK will retain roles in the day-to-day operations but having me on the board ensures we keep a foothold in the running of the product. This has been cleared with legal (both FDL and FBT Gibbons, is allowed by state statutes, and their opinion is that this is beneficial for all). As a reference Hilltop Securities head of Distribution is on their product board as an officer. https://www.texstar.org/BoardMembers.aspx This individual, David Medanich is also FINRA licensed CRD#: 1030727

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 1993-10-11
  • S65 Uniform Investment Adviser Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    1993-10-11
Other Names
  • Nicole Saba Gilbert
  • Nicole Angelique Saba
  • Nicole A Saba

View on SEC IAPD

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