Best Investors Account Sign in

Gordon Tuck How Sun

LPl Financial LLC

Honolulu, HI

CRD 2313055

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-29
HI RA APPROVED 2005-04-29
  • TX RA
    APPROVED_RES
    Since 2020-09-29
  • HI RA
    APPROVED
    Since 2005-04-29

Branch Locations

1585 Kapiolani Blvd Ste 1188, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Honolulu HI 04/2005 Present
  • 04/2005 → Present
    Linsco Private Ledger
    Honolulu, HI
Previous Registrations
Other Businesses

1. 4/21/2010: DBA ONLY - ANTON FINANCIAL - HONOLULU, HI

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-01
  • S63 Uniform Securities Agent State Law Examination
    1993-05-01

View on SEC IAPD

Nearby Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG

Nearby Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI

More in Honolulu, HI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor