Christopher John Lee

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
WA	RA	APPROVED	2000-09-28

TX RA
APPROVED_RES

Since 2015-02-05
WA RA
APPROVED

Since 2000-09-28

Branch Locations

3760 Carillon Point, Kirkland, WA 98033-7455 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Kirkland	WA	03/2008	Present
City National Bank	Kirkland	WA	01/2018	Present

03/2008 → Present

Rbc Capital Markets, Llc

Kirkland, WA
01/2018 → Present

City National Bank

Kirkland, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-28
S63	Uniform Securities Agent State Law Examination	1993-03-12

S65 Uniform Investment Adviser Law Examination

1994-10-28
S63 Uniform Securities Agent State Law Examination

1993-03-12

Other Names

Chris J Lee

View on SEC IAPD

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