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Chad Henry Cristo

Independent Financial Group, LLC

San Diego, CA

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-02
  • CA RA
    APPROVED
    Since 2022-03-02

Branch Locations

12671 High Bluff Dr Ste 200, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Boston MA 08/1992 01/2022
Independent Financial Group, Llc San Diego CA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-12
S63 Uniform Securities Agent State Law Examination 1993-04-05
  • S65 Uniform Investment Adviser Law Examination
    2002-04-12
  • S63 Uniform Securities Agent State Law Examination
    1993-04-05

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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