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120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Retirement, Inc. | Aliso Viejo | CA | 04/2013 | 10/2025 |
| Kestra Investment Services, Llc. | Austin | TX | 07/2014 | 12/2017 |
| Shea Retirement Service | Irvine | CA | 10/2006 | 06/2020 |
| Wealthspire Retirement Advisory | Aliso Viejo | CA | 10/2025 | Present |
Jill Shea is a volunteer at Woodbridge Village Association, a Home Owners Association. It is not an investment related business and she spends less than 10% of her time on activities related to that business, all outside of normal securities trading hours. Jill Shea is a Active member of local Orange County Chapter of ISCEBS, an benefits networking and education networking group not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-11 |
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