Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-08 |
| NC | RA | APPROVED | 2009-06-12 |
Branch Locations
102-C Waxhaw Professional Park Ste 100, Waxhaw, NC 28173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 06/2009 | Present |
1. 05/15/2009: STONEBRIDGE FINANCIAL GROUP, LLC - INV REL - 10801 JOHNSTON RD STE 216 CHARLOTTE, NC 28226-7856 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 05/16/2012: STONEBRIDGE CAPITAL MANAGEMENT, INC. - INV REL - 10801 JOHNSTON RD STE 216, CHARLOTTE, NC 28226-7856 - REAL ESTATE RENTAL - 1% OF TIME SPENT - OWNER 3. 08/06/2014: NO BUSINESS NAME - NOT INV REL - HOME BASED - NOTARY PUBLIC - START 07/25/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - NORTH CAROLINA STATE NOTARY APPOINTMENT. 4. 11/1/2018 - GTC Wealth America - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/23/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 5. 11/03/2021 - SCM Arms - Investment Related - At Reported Business Location(s) - Business Owner - Start Date: 02/07/2012 - 5 Hours Per Month/0 Hours During Securities Trading - SCM Arms holds an ATF Type 1 Federal Firearms license to buy, sell and manufacture firearms.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-05 |
Reach out to this advisor