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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-20 |
| TX | RA | APPROVED | 2025-05-20 |
Branch Locations
301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 03/2011 | 05/2025 |
| Raymond James & Associates, Inc | Pasadena | CA | 05/2025 | Present |
(1)Name of Business: Address: 3210 W. Chandler Blvd, Burbank, CA, 91505, United States Activity Type: Rental Real Estate Position/Title: Passive investor, Owner/Proprietor Investment Related: Yes Start Date: 07/31/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my wife and I own jointly. it's not a business simply a rental property for passive income. it is privately owned and operated by my wife and I
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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