Michael John Finnan

Current Employers

First American Asset Advisory, Llc

59 Hilton Avenue, Suite 101, Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-12
NJ	RA	APPROVED	2019-01-17

NY RA
APPROVED

Since 2021-08-12
NJ RA
APPROVED

Since 2019-01-17

Branch Locations

59 Hilton Avenue, Suite 101, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Wilshire Securities, Inc.	Westbury	NY	08/1997	Present

08/1997 → Present

Morgan Wilshire Securities, Inc.

Westbury, NY

Other Businesses

Shareholder, First American Asset Advisory, LLC Has series 65.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-11
S63	Uniform Securities Agent State Law Examination	1993-02-05

S65 Uniform Investment Adviser Law Examination

2017-05-11
S63 Uniform Securities Agent State Law Examination

1993-02-05

View on SEC IAPD

Current Employers

First American Asset Advisory, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews