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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-04-24 |
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1998-01-12 |
Branch Locations
2021 Spring Rd, Oak Brook, IL 60523 • United States
Fort Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 12/1992 | Present |
| Bank Of America, N.A. | Oak Brook | IL | 12/2009 | Present |
I*2969270, Entity Type: , Name of OBA: Individual, Address: Villa Park, IL, 60181, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/07/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2969271, Entity Type: , Name of OBA: Individual, Address: Villa Park, Illinois, 60181, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/07/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2970269, Entity Type: , Name of OBA: C S Trust, Address: Villa Park, Illinois, 60181, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/10/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2981267, Entity Type: , Name of OBA: C A S TTEE U/A DTD 12/22/2004BY C A S, Address: Villa Park, Illinois, 60181, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/09/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2981269, Entity Type: , Name of OBA: MLPF& S CUST FPO C A S RRA FBO C A S, Address: Villa Park , Illinois, 60181, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/09/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2983264, Entity Type: , Name of OBA: MLPF& S CUST FPO C A S IRRA FBO C A S, Address: Villa Park , Illinois, 60181, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/09/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3055264Entity Type:Name of OBA: C. S. REDACTED Address: Villa Park, Illinois, 60181Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 10/22/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: I*3061264Entity Type: Fiduciary roleName of OBA: C. A. S.Address: Villa Park, Illinois, 60181Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 10/23/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Power of Attorney/Parent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-10 |
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