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1411 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
1411 Broadway 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 08/2009 | 09/2022 |
| First Allied Advisory Services, Inc. | Schaumberg | IL | 03/2021 | 10/2022 |
| Premier Wealth Advisors, Llc | New York | NY | 01/2020 | Present |
| Cetera Advisors Llc | New York | NY | 09/2022 | Present |
1.) PREMIER FINANCIAL ADVISORS, INC.; AGENT; REGISTERED INVESTMENT ADVISOR; START DATE:9/1/2010 2.) PREMIER WEALTH ADVISORS, LLC; IAR; REGISTERED INVESTMENT ADVISOR; START DATE: 01/15/2020; 160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-12 |
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