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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-18
  • FL RA
    APPROVED
    Since 2023-07-18

Branch Locations

7284 West Palmetto Park Road Suite 106, Boca Raton, FL 33433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 11/2014 08/2023
Minnesota Life St. Paul MN 11/2014 08/2023
Evershone Financial Group Boca Raton FL 11/2014 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2014 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 11/2014 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 11/2014 → Present
    Evershone Financial Group
    Boca Raton, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-11-24 → 2023-08-10
    Securian Financial Services, Inc.
    Boca Raton, FL
    St. Paul, MN
  • 2011-07-22 → 2014-10-27
    New England Securities
    Boca Raton, FL
Other Businesses

1. ROBERT ADE TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: , Boca Raton FL , United States DESCRIPTION: Trustee 2. EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/03/2014 ADDRESS: 3300 PGA Blvd, Palm Beach Gardens FL 33410, United States DESCRIPTION: Firm level fixed insurance 3. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ROTARY CLUB OF BOCA RATON SUNRISE; INVESTMENT RELATED: NO; ADDRESS: PO BOX 273468, BOCA RATON, FL 33427; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TAKE NOTES DURING BOARD MEETING AND PREPARE MINUTES FOR REVIEW; MAINTAIN ONLINE CALENDAR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-24
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S65 Uniform Investment Adviser Law Examination
    2011-05-24
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11
Designations

View on SEC IAPD

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