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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-11-22 |
| TX | RA | APPROVED | 2021-11-22 |
Branch Locations
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
Wentzville, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | St Louis | MO | 01/1993 | 03/2017 |
| Massmutual Life Insurance Co | Chesterfield | MO | 07/2016 | 11/2021 |
| Mml Investors Services, Llc | Chesterfield | MO | 03/2017 | 11/2021 |
| Lpl Financial, Llc | Des Peres | MO | 11/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - Cornerstone Wealth Services - Investment Related - Des Peres, MO 63131 2) 11/2021 - DBA for LPL Business (entity for LPL business) - The PlaniFy Group - Investment Related - Des Peres, MO 63131 3) 6/2016 - Non-Variable Insurance - James Gentry - Investment Related - Des Peres, MO 63131 4) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 5) 12/14/2023 - Simplicity Group - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Started: 1/8/2024 - 4 Hrs/Mo During Trading. 6) 05/17/2024 - Echo Creek - Inv Related - Wentzville, MO - Real Estate Rental - 25% owner in the food and beverage piece of an event center - Started: 3/1/2024 - 4 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-21 |
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