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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-07
MO RA APPROVED 2015-01-22
  • TX RA
    APPROVED_RES
    Since 2017-08-07
  • MO RA
    APPROVED
    Since 2015-01-22

Branch Locations

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

13358 Manchester Road, Suite 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Des Peres MO 01/2015 Present
Cornerstone Wealth Management, Llc St. Peter MO 01/2015 Present
Previous Registrations
Other Businesses

1. 1/8/2015: CORNERSTONE WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 4/15/2015: CORNERSTONE WEALTH MANAGEMENT - INVESTMENT RELATED - LOCATED AT REPORTED BUSINESS ADDRESS - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 01/09/2015 - 80 HOURS PER MONTH/60 HOURS DURING SECURITIES TRADING - IAR - PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR FEES. 3. 6/5/2015: DOYLE WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 05/16/2015 - 160 HOURS PER MONTH/8 HOURS DURING SECURITIES TRADING. 4. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-23
S63 Uniform Securities Agent State Law Examination 1987-03-14
  • S65 Uniform Investment Adviser Law Examination
    1992-09-23
  • S63 Uniform Securities Agent State Law Examination
    1987-03-14
Designations

View on SEC IAPD

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