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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-07-14
  • VA RA
    APPROVED
    Since 2023-07-14

Branch Locations

30 Ladd Road, Fishersville, VA 22939 • United States

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kathy Moran Financial Planning And Investments, Llc Harrisonburg VA 07/2004 09/2021
Raymond James Financial Services Harrisonburg VA 11/2010 09/2021
Raymond James Financial Services Advisors Inc. Harrisonburg VA 08/2011 09/2021
Lpl Financial, Llc Fishersville VA 09/2021 Present
Cornerstone Wealth Management Llc Fishersville VA 09/2021 Present
Previous Registrations
Other Businesses

1) 09/13/2021 - Milestone Investment Counsel - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/13/2021 - Patterson-Beaty LLC - Shareholder/Part Owner (Real Estate Rental) - Inv Rel - Steeles Tavern, VA - Start: 06/2020 3) 10/12/2021 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 9/22/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 09/09/2024 - Laura Strickler - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 07/11/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-15
  • S66 Uniform Combined State Law Examination
    2011-08-15
Other Names
  • Laura Leigh Patterson
  • Laura P. Strickler

View on SEC IAPD

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