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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-07-14 |
Branch Locations
30 Ladd Road, Fishersville, VA 22939 • United States
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kathy Moran Financial Planning And Investments, Llc | Harrisonburg | VA | 07/2004 | 09/2021 |
| Raymond James Financial Services | Harrisonburg | VA | 11/2010 | 09/2021 |
| Raymond James Financial Services Advisors Inc. | Harrisonburg | VA | 08/2011 | 09/2021 |
| Lpl Financial, Llc | Fishersville | VA | 09/2021 | Present |
| Cornerstone Wealth Management Llc | Fishersville | VA | 09/2021 | Present |
1) 09/13/2021 - Milestone Investment Counsel - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/13/2021 - Patterson-Beaty LLC - Shareholder/Part Owner (Real Estate Rental) - Inv Rel - Steeles Tavern, VA - Start: 06/2020 3) 10/12/2021 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 9/22/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 09/09/2024 - Laura Strickler - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 07/11/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-15 |
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