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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-11
  • MO RA
    APPROVED
    Since 2024-12-11

Branch Locations

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Engineered Corrosion Solutions Maryland Heights MO 04/2023 09/2024
Marsh Mclennan Dallas TX 04/2022 04/2023
University Of Mississippi Oxford MS 08/2017 04/2022
Oxford High School Oxford MS 08/2013 08/2018
Lpl Financial Llc Des Peres MO 08/2024 Present
Cornerstone Wealth Management, Llc St. Peters MO 07/2024 Present
  • 04/2023 → 09/2024
    Engineered Corrosion Solutions
    Maryland Heights, MO
  • 04/2022 → 04/2023
    Marsh Mclennan
    Dallas, TX
  • 08/2017 → 04/2022
    University Of Mississippi
    Oxford, MS
  • 08/2013 → 08/2018
    Oxford High School
    Oxford, MS
  • 08/2024 → Present
    Lpl Financial Llc
    Des Peres, MO
  • 07/2024 → Present
    St. Peters, MO
Other Businesses

1 - 07/26/2024 - Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s). 2 - 07/26/2024 - Engineered Corrosion Solutions - Outside/W-2 Employment - Not Inv Related - 16 Hours/Month - MO 63146 - OBA Start Date: 04/03/2023. 3 - 07/26/2024 - Cornerstone Wealth Portfolios - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s). 4- 12/12/2024 - Cornerstone Wealth Management LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/09/2024 - 160 hours per month/ 40 hours during trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22
Other Names
  • James Mckey

View on SEC IAPD

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