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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-04-27
  • NJ RA
    APPROVED
    Since 2009-04-27

Branch Locations

205 Route 9 North Suite 31, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group San Diego CA 04/2009 Present
  • 04/2009 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
  • 2007-01-08 → 2009-04-29
    Osaic Fa, Inc.
    Manalapan, NJ
  • 2006-05-17 → 2007-01-05
    Questar Asset Management, Inc.
    Manalapan, NJ
  • 2005-12-02 → 2006-06-14
    Usallianz Securities, Inc.
    Manalapan, NJ
    Manalapan, NJ
    Voorhees, NJ
  • 2005-06-22 → 2005-12-06
    Woodstock Financial Group, Inc.
    Manalapan, NJ
Other Businesses

(1) MJC ADVANCED FINANCIAL STRATEGIES, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/23/2009 ADDRESS: 205 Route 9 North, Suite 31, Freehold NJ 07728, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (2) INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/21/2005 ADDRESS: 205 Route 9 North, Suite 31, Freehold NJ 07728, United States DESCRIPTION: NJ INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-21
S63 Uniform Securities Agent State Law Examination 1993-03-05
  • S65 Uniform Investment Adviser Law Examination
    2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    1993-03-05
Designations

View on SEC IAPD

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