Kevin Michael Gustafson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Appleton, WI
• 09/2023 → Present
  Osaic Wealth, Inc.
  Appleton, WI

Previous Registrations

• 2016-06-27 → 2023-09-01
  Osaic Services, Inc.
  Appleton, WI
  West End, NC
• 2006-04-04 → 2016-06-28
  Kevin Gustafson Financial
  Neenah, WI

Other Businesses

1) EW Properties; REAL ESTATE; MEMBER;non INVESTMENT RELATED; 3626 EAST AVE S. SUITE 2C, LACROSSE, WI 54601; LIMITED LIABILITY COMPANY, no times spent, silent partner 2) KEVIN GUSTAFSON; POSITION: Owner - NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2011; ADDRESS: w6110 Aerotech Drive ste A, Appleton WI 54914; DESCRIPTION: insurance sales and service

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1993-03-25

Other Names

• Kevin M Gustafson