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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-21 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2009 | 06/2017 |
| Bbva Wealth Solutions Inc. | Houston | TX | 10/2010 | 05/2017 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 05/2017 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2012 | 05/2017 |
| Pfs Investments Inc. | Houston | TX | 05/2019 | 06/2022 |
| Primerica Financial Services | Houston | TX | 05/2019 | 06/2022 |
| West El Paso Classical Conversations | El Paso | TX | 07/2018 | 04/2019 |
| Homemaker | El Paso | TX | 06/2017 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2022 | 02/2023 |
| Morgan Stanley | Houston | TX | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-22 |
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