Louise Shim

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Morgan Stanley
  New York, NY
• 03/1998 → Present
  Lola, Llc
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

1. Lola, LLC; Investment related; Consulting; business and financial consultant (proprietor, partner, officer, director, employee, trustee, agent); May 2002; During business hours: 1; After business hours: 10; part of the executive management team 2. 1099 INDEPENDENT CONTRACTOR FOR ASSOCIATION ISLAND RV RESORT & MARINA, LLC. NEW YORK, NY. (MY FAMILY'S CAMPGROUND & MARINA BUSINESS), AS AN OFF-SITE BUSINESS MANAGER (HANDLING BOOKKEEPING & TAX FILINGS, MARKETING RESPONSIBILITIES, AND GENERAL BUSINESS MANAGEMENT RESPONSIBILITIES). SPEND 10 TO 20 HOURS PER MONTH DURING NON-TRADING HOURS. SINCE 2002 3. LJS Properties, LLC; Investment related; real estate; Director (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 1; After business hours: 2; oversee the bookkeeping, budgeting, recordkeeping, tax filing by a third party CPA, consulting on purchasing of fixed assets, oversee debt service. 4. Association Island RV Resort & Marina, LLC; Investment related; Henderson, NY; Hospitality/tourism; CFO (proprietor, partner, officer, director, employee, trustee, agent); May 2002; During business hours: 0; After business hours: 5; Oversee the bookkeeping, budgeting, and recordkeeping, and do the general auditing of the General Manager's handling of customer revenues & expense budget. 5. *420316 -Trust; Investment related Yes; Skaneateles, New York; Dec 2020; During business hours: 5; After business hours: 5. 6. *453736 - Trust ; Investment related - Yes; Naples, Florida; 09/2021; During business hours: 5; After business hours: 0 7. *533169 - Trust; Investment related: Yes; Naples, Florida; Trustee/Co-Trustee; 12/2022; During business hours: 1; After business hours: 0; 8. *540846 - Trust; Investment related: Yes; Naples, Florida; 02/2023; During business hours: 1; After business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2014-03-05
• S63 Uniform Securities Agent State Law Examination
  1995-10-13
• S65 Uniform Investment Adviser Law Examination
  1994-10-26

Other Names

• Louise Hijung Shim
• Louise Oh
• Louise Shim Oh
• Louise Heung Shim