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Peter Lamont Ellefson

Epl Investment Advisory LLC

Mesa, AZ

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Current Employers
Epl Investment Advisory Llc

3035 S Ellsworth Road 109, Mesa, AZ 85212 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2000-10-02
  • AZ RA
    APPROVED
    Since 2000-10-02

Branch Locations

3035 S Ellsworth Road 109, Mesa, AZ 85212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Epl Investment Advisory Llc Mesa AZ 10/2000 Present
Other Businesses

EPL Realty Group LLC Broker/Owner Managing Member Real Estate Sales and Leasing in Arizona EPL Benefits Group LLC Broker/Owner Managing Member Sell Insurance EPL Tax Group LLC Owner Managing Member EPL Business Sales LLC Owner Managing Member Business and Franchise Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-24
S65 Uniform Investment Adviser Law Examination 1997-09-17
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S66 Uniform Combined State Law Examination
    2000-07-24
  • S65 Uniform Investment Adviser Law Examination
    1997-09-17
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18
Other Names
  • Peter L Ellefson

View on SEC IAPD

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