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William James Hoelzel Iv

Rbc Capital Markets, LLC

Boca Raton, FL

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-18
NJ RA APPROVED 2013-11-06
  • FL RA
    APPROVED
    Since 2025-12-18
  • NJ RA
    APPROVED
    Since 2013-11-06

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boca Raton FL 11/2013 Present
Previous Registrations
  • 2009-10-09 → 2012-11-08
    Rbc Capital Markets, Llc
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Mount Laurel, NJ
  • 2009-02-20 → 2009-10-09
    J. B. Hanauer & Co.
    Philadelphia, PA
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-19
S63 Uniform Securities Agent State Law Examination 1996-08-19
  • S65 Uniform Investment Adviser Law Examination
    2009-02-19
  • S63 Uniform Securities Agent State Law Examination
    1996-08-19
Other Names
  • William James Hoelzel
  • William James Hoelzel
  • William James Hoelzel

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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