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James A Mucciaccio

Ameriprise Financial Services, LLC

Boca Raton, FL

Deerfield Beach, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-29
  • FL RA
    APPROVED
    Since 2024-03-29

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Deerfield Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 09/2015 03/2024
Ameriprise Financial Services, Llc Boca Raton FL 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-14
S63 Uniform Securities Agent State Law Examination 1993-01-25
  • S65 Uniform Investment Adviser Law Examination
    1994-04-14
  • S63 Uniform Securities Agent State Law Examination
    1993-01-25
Other Names
  • Jim Mucciaccio
  • James Arthur Mucciaccio
  • Jim Arthur Mucciaccio
  • James Mucciaccio
  • Jim A Mucciaccio
  • Jim Arthur Mucciaccio
  • Jim A Mucciaccio
  • Jim Mucciaccio
  • James Arthur Mucciaccio
  • James A Mucciaccio
  • James Mucciaccio
  • Jim Mucciaccio

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL

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