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Thomas W Shelley

Edward Jones

Germantown, TN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-10
TN RA APPROVED 2018-08-24
  • TX RA
    APPROVED
    Since 2019-01-10
  • TN RA
    APPROVED
    Since 2018-08-24

Branch Locations

7730 Wolf River Blvd Suite 108, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 11/1995 06/2017
Avon High School Avon IN 08/2013 11/2017
Edward Jones St.LOuis MO 07/2018 Present
Liberty Home Equity Solutions Avon IN 09/2017 12/2017
Liberty Home Equity Solutions Avon IN 04/2018 05/2018
Unemployed Avon IN 01/2018 03/2018
  • 11/1995 → 06/2017
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 08/2013 → 11/2017
    Avon High School
    Avon, IN
  • 07/2018 → Present
    Edward Jones
    St.LOuis, MO
  • 09/2017 → 12/2017
    Liberty Home Equity Solutions
    Avon, IN
  • 04/2018 → 05/2018
    Liberty Home Equity Solutions
    Avon, IN
  • 01/2018 → 03/2018
    Unemployed
    Avon, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-21
S63 Uniform Securities Agent State Law Examination 1993-03-04
  • S66 Uniform Combined State Law Examination
    2018-08-21
  • S63 Uniform Securities Agent State Law Examination
    1993-03-04
Other Names
  • Thomas Wesley Shelley
  • Thomas W Shelley

View on SEC IAPD

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Other Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GERMANTOWN, TN
NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN
STUDDARD FINANCIAL, LLC · GERMANTOWN, TN
SOWELL MANAGEMENT · Germantown, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · GERMANTOWN, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Germantown, TN
BROOKSTONE WEALTH ADVISORS, LLC · Germantown, TN

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