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Dennis James Johnson

Stifel, Nicolaus & Company, Incorporated

Mequon, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-03-16
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

11201 North Port Washington Road (South), Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.C. Ziegler And Company Mequon WI 03/2012 03/2018
Stifel, Nicolaus & Company, Incorporated Mequon WI 03/2018 Present
Previous Registrations
  • 1999-10-01 → 2018-03-16
    B. C. Ziegler And Company
    Mequon, WI
    Mequon, WI
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-24
S63 Uniform Securities Agent State Law Examination 1993-01-15
  • S66 Uniform Combined State Law Examination
    1999-09-24
  • S63 Uniform Securities Agent State Law Examination
    1993-01-15
Other Names
  • Dennis James Johnson
  • Dennis Johnson

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
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