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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Cwm Retail, Sales 787 7Th Avenue, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Other Businesses

KYD Property Management LLC; Investment-related; Passaic, NJ; Affiliation started 11/19/2018; Title: President; Duties: Communicate with tenant to make sure he/she pays rent; No time devoted during securities trading hours; 1 hour is devoted each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-01
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S66 Uniform Combined State Law Examination
    2020-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14
Other Names
  • Ushijima Yukiko
  • Yukiko Ushijima

View on SEC IAPD

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