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Joseph Francis Bettendorf

Morgan Stanley

Columbus, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • OH RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

41 South High Street Suite 2700, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Columbus OH 04/2007 Present
Morgan Stanley Smith Barney Columbus OH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Columbus, OH
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Columbus, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbus, OH
  • 2003-12-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Columbus, OH
    Columbus, OH
  • 2003-07-01 → 2003-12-11
    Columbus, OH
  • 1999-10-06 → 2003-07-01
    Prudential Equity Group, Llc
    Columbus, OH
Other Businesses

CRISTO REY COLUMBUS HIGH SCHOOL- 840 W STATE STREET- EDUCATION- ADVANCEMENT COMMITTEE MEMBER,WORK WITH THE COMMITTE TO HELP FIND CORPORATE GRANTS AND PRIVATE DONATIONS- 02/2012- 1 HOUR DURING TRADING HOURS, 1 HOUR OUTSIDE BUSINESS HOURS, 0 SHARES HELD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-07
S63 Uniform Securities Agent State Law Examination 1993-10-14
  • S65 Uniform Investment Adviser Law Examination
    1995-07-07
  • S63 Uniform Securities Agent State Law Examination
    1993-10-14

View on SEC IAPD

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