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Martin Ira Friedman

LPl Financial LLC

Northbrook, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-11
  • IL RA
    APPROVED
    Since 2021-08-11

Branch Locations

555 Skokie Blvd Ste 500, Northbrook, IL 60062-2845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Northbrook IL 12/2014 Present
Level Four Advisory Services Northbrook IL 12/2014 07/2021
Previous Registrations
  • 2014-12-05 → 2021-08-09
    Northbrook, IL
    Dallas, TX
    Northbrook, IL
  • 1997-09-15 → 2014-12-08
    New England Securities
    Scottsdale, AZ
    Chicago, IL
    Northbrook, IL
Other Businesses

1. 12/1/2014: Martin I. Friedman, CPA - Investment Related - 1901 Central Avenue - Tax Prep/Accounting/CPA - Started 02/01/1971 - Time Spent 5% - Prepare federal and state income tax returns. 2. 12/1/2014: Friedman Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/2014 - Time Spent 50%. 3. 9/21/2021 - Friedman Financial Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Broker - Started 01/04/1993 - 20 Hours Per Month/10 Hours During Securities Trading. 4. 10/5/2021 - Martin I. Friedman, CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 02/01/1971 - 10 Hours Per Month/5 Hours During Securities Trading - Prepare federal and state income tax returns, accounting services, consulting services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-21
  • S63 Uniform Securities Agent State Law Examination
    1992-12-21
Designations
Other Names
  • Marty Friedman

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