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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-28
AR RA APPROVED 1993-06-22
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • AR RA
    APPROVED
    Since 1993-06-22

Branch Locations

2401 S 51 Court Ste B, Fort Smith, AR 72903 • United States

Fort Smith, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Smith AR 06/2006 03/2020
Ameriprise Financial Services, Llc Fort Smith AR 03/2020 Present
Other Businesses

Business Ownership; B & G Brown properties LLC; managment; managing residential properties; 2316 New Hope Bend Alma AR 72921, ,; Not Investment-Related; 12/01/2016; 10 to 19 hours per month; 0 during trading hours / RW Brown Properties, LLC; Owner; Real Estate; 2701 Glen Flora Way, , Fort Smith, AR, 72908; Not Investment-Related; 10/30/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; AACLive; board member; 100 N 8th st, , Fort Smith, AR, 72901; Not Investment-Related; 09/01/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-03
S63 Uniform Securities Agent State Law Examination 1992-12-21
  • S65 Uniform Investment Adviser Law Examination
    1995-01-03
  • S63 Uniform Securities Agent State Law Examination
    1992-12-21

View on SEC IAPD

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