Rodger Alan Rutter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-06
CA	RA	APPROVED	2016-11-10

TX RA
APPROVED_RES

Since 2026-08-06
CA RA
APPROVED

Since 2016-11-10

Branch Locations

6355 Topanga Canyon Blvd Ste 321, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	San Diego	CA	05/2004	Present

05/2004 → Present

Linsco Private Ledger

San Diego, CA

Other Businesses

1) 08/07/2025 - R & R CAPITAL INC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/05/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-16

S63 Uniform Securities Agent State Law Examination

1994-08-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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