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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-04 |
Branch Locations
670 N. Rosemead Blvd, Pasadena, CA 91107 • United States
912 N Hollywood Way Ste D, Burbank, CA 91505-2815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Glendale | CA | 05/2004 | 06/2023 |
| Morgan Stanley | Los Angeles | CA | 06/2023 | 07/2024 |
| Packerland Brokerage Services | Green Bay | WI | 07/2024 | 09/2024 |
| Aldrich Wealth Management Group | Burbank | CA | 09/2024 | Present |
| Lpl Financial Llc | Burbank | CA | 09/2024 | Present |
1- 09/2024 / Aldrich Wealth Management Group / DBA for LPL Business (entity for LPL business) / Inv Rltd 2- 09/2024 / Private Residence / Real Estate Rental / Inv Rltd / start 06/16/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-14 |
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