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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| IA | RA | APPROVED | 2016-12-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security National Bank | Sioux City | IA | 09/1991 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2005 | Present |
| Cetera Investment Advisers Llc | Sioux City | IA | 12/2016 | Present |
1. Fixed Insurance Products through Western Southern. 2. Treasurer for Hiawatha West Condo Association. Balance checking account and report annually to the board on all income and expenses. 3. ABILITY TO REFER BUSINESS TO THE TRUST/WEALTH MANAGEMENT AREA OF THE BANK. TRUST/WEALTH MANAGEMENT AREA COMPENSATES FOR SUCH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-28 |
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