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321 Reed Street Suite #2, Akron, IA 51001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| NE | RA | APPROVED | 2022-11-29 |
| IA | RA | APPROVED | 2017-06-09 |
Branch Locations
505 5Th St. # 100, Sioux City, IA 51101 • United States
321 Reed Street Suite #2, Akron, IA 51001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Sioux City | IA | 01/2015 | 11/2016 |
| United Planners' Financial Services Of America | Scottsdale | AZ | 06/2017 | 01/2020 |
| Self Employed | Minneapolis | MN | 03/2001 | Present |
| Legacy Financial, Llc | Akron | IA | 06/2017 | Present |
| Legacy Financial, Llc | Sioux City | IA | 06/2017 | Present |
| Rda Financial Network | Coralville | IA | 06/2017 | Present |
| United Planners Financial Services | Scottsdale | AZ | 12/2021 | Present |
| Rental Property, 332 W. Diamond Lk. Rd., Minneapolis, Mn 55419, | Minneapolis | MN | 03/2001 | Present |
| Rental Property, 20744 Berdon St., Woodland Hills, Ca 91367, Own | Woodland Hills | CA | 10/2015 | Present |
| Auditorium Shopping Area, Llc | Sioux City | IA | 06/2015 | Present |
| Al-Mar Building Co., Llc | Sioux City | IA | 06/2015 | Present |
| Green Gables Building Co., Llp | Sioux City | IA | 06/2015 | Present |
| Legacy Financial, Llc | Sioux City | IA | 06/2017 | Present |
| Rda Financial Network | Akron | IA | 06/2017 | Present |
1.) RENTAL PROPERTY, 332 W. DIAMOND LK. RD., MINNEAPOLIS, MN 55419, OWNED BY THE GREGORY & RANDE GILES LIVING REVOCABLE TRUST, FBO GREGORY & RANDE GILES - OWNER WITH WIFE - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - MINNEAPOLIS, MN - SINCE 03/2021 - INVESTMENT RELATED 2.) RENTAL PROPERTY, 20744 BERDON ST., WOODLAND HILLS, CA 91367, OWNED BY THE GREGORY & RANDE GILES LIVING REVOCABLE TRUST, FBO GREGORY & RANDE GILES - OWNER WITH WIFE - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - WOODLAND HILLS, CA - SINCE 10/2015 - INVESTMENT RELATED 3.) AUDITORIUM SHOPPING AREA, LLC - 3.575% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - SIOUX CITY, IA - SINCE 06/2015 - INVESTMENT RELATED 4.) AL-MAR BUILDING CO., LLC - 12.5% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - SIOUX CITY, IA - SINCE 06/2015 - INVESTMENT RELATED 5.) GREEN GABLES BUILDING CO., LLP - 18.75% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/ PROPERTY MANAGEMENT - SIOUX CITY, IA - SINCE 06/2015 - INVESTMENT RELATED 6.) LEGACY FINANCIAL, LLC - VICE PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - AKRON, IA - SINCE 06/2017 - INVESTMENT RELATED 7.) LEGACY FINANCIAL, LLC - AGENT - NON-VARIABLE INSURANCE - SIOUX CITY, IA - SINCE 06/2017 - INVESTMENT RELATED 8.) RDA FINANCIAL NETWORK - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - AKRON, IA - SINCE 06/2017 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-06 |
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