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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-15 |
| IA | RA | APPROVED | 2007-07-12 |
Branch Locations
6111 Whispering Creek Dr Ste A, Sioux City, IA 51106 • United States
Sioux City, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sioux City | IA | 08/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Sioux City | IA | 03/2020 | Present |
Business Ownership; RiverTop LLC; Owner; Manage Ameriprise Business; 6111 Whispering Creek Dr, , Sioux City, IA, 51106; Investment-Related; 02/28/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; River Top LLC; Organizer - Support my team practice by managing day to day operations and expenses.; ; 6111 Whispering Creek Drive Suite A, , Sioux City, IA, 51106; Not Investment-Related; 03/09/2022; 40 to 59 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-21 |
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