Adam J Dean

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 10/2017
  J.P. Morgan Securities Llc
  Pocatello, ID
• 11/2017 → 05/2020
  Morgan Stanley
  Sioux City, IA
• 01/2018 → 05/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2020 → 07/2020
  Pruco Securities Llc
  Sioux City, IA
• 05/2020 → 07/2020
  The Prudential Insurance Company Of America
  Sioux City, IA
• 07/2020 → 04/2024
  Robert W. Baird & Co., Inc.
  Sioux City, IA
• 05/2024 → 08/2025
  Savvy
  New York, NY
• 08/2025 → Present
  Ameriprise Financial Services, Llc
  Sioux City, IA

Previous Registrations

• 2024-05-24 → 2025-09-02
  Savvy
  Sergeant Bluff, IA
  New York, NY
• 2020-07-27 → 2024-04-25
  Robert W. Baird & Co. Incorporated
  Sioux City, IA
• 2020-05-06 → 2020-07-24
  Pruco Securities, Llc.
  Omaha, NE
  Sioux City, IA
• 2018-02-26 → 2020-05-04
  Morgan Stanley
  Sioux City, IA

Other Businesses

Business Ownership; Siouxland Pro Sports LLC; Co-owner; semi professional NPSL soccer club - sports team 12% ownership; 510 Stonegate Cir, , Sergeant Bluff, ID, 51054; Not Investment-Related; 07/27/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; North West Iowa North East Nebraska Red Cross; Board member; 713 Nebraska St, , Sioux City, IA, 51101; Not Investment-Related; 02/01/2019; 1 to 9 hours per month; 0 during trading hours / Sioux City Housing Trust Fund Board; Board Member; 521 Nebraska St, , Sioux City, IA, 51101; Not Investment-Related; 10/22/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hard Rock Casino and Hotel Sioux City; I make the schedule for stagehands, security and ushers on concert days. Maintain relations with artists/tour mangers while on site. Help deal with emergency situations, medical emergencies and overall concert security.; Entertainment, concerts and events; 111 3rd St, , Sioux City, IA, 51101; Not Investment-Related; 08/01/2023; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-26
• S63 Uniform Securities Agent State Law Examination
  2012-08-22

Other Names

• Adam J Dean
• Adam Dean
• Adam Jeffrey Dean