Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-01 |
| IA | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security National Bank | Sioux City | IA | 10/2009 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2009 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | Present |
1.) ABILITY TO REFER BUSINESS TO THE TRUST/WEALTH MANAGEMENT AREA OF THE BANK. TRUST/WEALTH MANAGEMENT AREA COMPENSATES FOR SUCH REFERRALS. 2.) OWNER OF FARMLAND; RENT OUT TO LOCAL FARMERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-21 |
Reach out to this advisor