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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
501 Pierce St, Sioux City, IA 51101 • United States
2900 Hamilton Blvd, Sioux City, IA 51104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sioux City | IA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux City | IA | 11/2016 | 07/2022 |
| U.S. Bancorp Investments, Inc. | Sioux City | IA | 07/2022 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Sioux City | IA | 02/2026 | Present |
Rental Property; Investment-Related; Arnolds Park, IA; weekly and monthly rental; Owner; 7/29/2022; 2 hours/month; 0 hours/trading; advertising and maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-26 |
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