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40 Wall Street Suite 3602, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-01-04 |
Branch Locations
40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES
Manalapan, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kern Suslow Securities, Inc. | New York | NY | 05/2004 | Present |
| Rf Lafferty & Co Inc | New York | NY | 01/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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