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Current Employers
R. F. Lafferty & Co., Inc.

40 Wall Street Suite 3602, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-01-04
  • NJ RA
    APPROVED
    Since 2017-01-04

Branch Locations

40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kern Suslow Securities, Inc. New York NY 05/2004 Present
Rf Lafferty & Co Inc New York NY 01/2013 Present
  • 05/2004 → Present
    Kern Suslow Securities, Inc.
    New York, NY
  • 01/2013 → Present
    Rf Lafferty & Co Inc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-19
S63 Uniform Securities Agent State Law Examination 2009-12-29
  • S65 Uniform Investment Adviser Law Examination
    2016-01-19
  • S63 Uniform Securities Agent State Law Examination
    2009-12-29

View on SEC IAPD

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